On
the Origin and Nature of
the Emotions
SCR:Dijn'sSalvation,
Hampshire:141. ]
Affectus—G:Shirley:2821
[
Circulated - 1673
Posthumously Published - 1677
Benedict de Spinoza
1632
- 1677
Introduction—Purpose
- Spinozistic
Ideas
The Ethics: Part
I - Part II - Part
III - Part IV - Part
V
Spinozistic Glossary and Index
JBY Notes:
1. The text is the 1883 translation
of the "The Ethics"
by R. H. M.
Elwes,
as printed by Dover Publications in Book I.
The text was
scanned and proof-read
by JBY. For other Versions see Note 7.
2. JBY added sentence numbers.
(y:xx): y = Proposition Number,
if given; xx = Sentence Number.
3. Page numbers are those of Book
I .
4. Symbols:
( Spinoza's
footnote or the Latin word ),
[ Curley's
Book VIII translation variance or footnote
],
] Shirley's Book
VII translation variance or footnote [,
< Parkinson's Book
XV translation variance or endnote >,
> De
Dijn's Book III translation variation or
comment <,
{ JBY
Comment } G-D Metaphors LINKS
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and Book ordering see here.
6. Please e-mail, errors, clarification
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The abridged version is available
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8. Suggestion: Do not read this Spinoza electronic
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as you
would a novel, but rather follow a thread by following
all its Durant's
Story
links
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9. From Elwes's Introduction—EL:[3]:vi,
EL:[5]:vii, EL:[7]:viii,
EL:[33]:xxi.
10. The secret
to understanding
Spinoza: the MOTIVE for
every- E1:Note
10
thing
he says, is to lay
the groundwork for teaching the
"Organic Interdependence
of Parts." Remember this and all
his puzzling
sayings, for example E3:IV:136,
become more,
if
not completely, understandable. See
Posit. Look for
the
Cash
Value.
To help
further understand many of the Propositions,
use the {Examples
analogy
of you as G-D
and all parts of you
(past, present, and 1D6,
2P3, 2P4.}
future) as
the modes ( particular
things ). Apparent
Contradiction, Analogies,
Indivisible
11. Wolfson's
summaries: Part III, Part
IV, and Part V.
12. See Wolfson's
Outline of "The Ethics" compiled
by Terry
Neff.
For Table
of Contents of Wolfson's epic commentary see Bk.XIV:xxii.
For
Wolfson's "What is New in Spinoza?" see E5:Bk.XIV:xxvi.
For
a "study of the plan of Ethics 3" see Deleuze's Bk.XIX:339-40.
For
a criticism of "The Ethics" see Bennett's Bk.XVIII.
TABLE OF CONTENTS: Bk.XII:xi—The
Nature of Man.
Bk.XIV:xxii—Chapter
XVIII, Bk.XIV:2:180—Emotions.
Preface:128
Definitions:129
Postulates:130
Part III Propositions: Book
I:Pg. x
If
you know the Proposition you want, click its Roman numeral.
If
you want to scroll the list of Propositions
click here.
| I | II | III | IV | V | VI | VII | VIII | IX | X |
| XI | XII | XIII | XIV | XV | XVI | XVII | XVIII | XIX | XX |
| XXI | XXII | XXIII | XXIV | XXV | XXVI | XXVII | XXVIII | XXIX | XXX |
| XXXI | XXXII | XXXIII | XXXIV | XXXV | XXXVI | XXXVII | XXXVIII | XXXIX | XL |
| XLI | XLII | XLIII | XLIV | XLV | XLVI | XLVII | XLVIII | XLIX | L |
| LI | LII | LIII | LIV | LV | LVI | LVII | LVIII | LIX |
Definitions
of the Emotions:173 Glossary
General Definition
of the Emotions:185
JBY Endnotes
Part III Proposition List:
Book I:Pg. x;
{
Hypotheses
}
Suggestion:
Do not read consecutively as you would
a novel;
but
select a Proposition, click its number to the left
and
then follow all its links in turn
wherever they
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{Definition
of Proposition: a statement in which something is affirmed or denied,
so
that it can therefore be significantly characterized as either true or
false.}
{ All
axioms, definitions, and propositions
are hypotheses. Test
them for their 'cash value'. See
Notes 10 & 11, Posit,
and Idea. }
| Prop. I. I-III Bk.III:239 Bk.XIV:2:185 |
Our mind is in certain cases active,
and in certain cases passive. In so far as it has adequate ideas it is neces- sarily active, and in so far as it has inadequate ideas, it is necessarily passive. |
| Prop. II. | Body cannot determine mind to think,
neither can mind determine body to motion or rest or any state different from these, if such there be. |
| Prop. III. | The activities
of the mind arise solely from adequate ideas; the passive states of the mind depend solely on inadequate ideas. |
Prop. IV. IV-XI Bk.III:240. Bk.XIV:2:195 |
Nothing can be destroyed, except by a cause external to itself. { conatus } |
| Prop. V. | Things are naturally
contrary, that is, cannot
exist in the same object, in so far as one is capable of destroying the other. |
| Prop. VI. | Everything, in so far as it is in itself,
endeavours to persist in its own being. |
| Prop. VII. | The endeavour,
wherewith everything endeavours to persist in its own being, is nothing else but the actual essence of the thing in question. |
| Prop. VIII. | The endeavour, whereby a
thing endeavours to persist in its being, involves no finite time, but an indefinite time. |
| Prop. IX. | The mind, both
in so far as it has clear and distinct ideas, and also in so far as it has confused ideas, endeavours to persist in its being for an indefinite period, and of this endeavour it is conscious. |
| Prop. X. | An idea,
which excludes the existence
of our body, cannot be postulated in our mind, but is contrary thereto. |
| Prop. XI. | Whatsoever increases or diminishes, helps or hinders the power of activity in our body, the idea thereof increases or diminishes, helps or hinders the power of thought in our mind. |
| Prop. XII. XII-LVII Bk.XIV:2:208 |
The mind, as far as
it can, endeavours to conceive those things, which increase or help the power of activity in the body. |
| Prop. XIII. | When the mind conceives things which
diminish or hinder the body's power of activity, it endeavours, as far as possible, to remember things which exclude the existence of the first-named things. |
| Prop. XIV. XIV-XVIII, Bk.XIV:2:213. |
If the mind has once been affected
by two emotions
at the same time, it will, whenever it is afterwards affected by one of the two, be also affected by the other. |
| Prop. XV. | Anything can, accidentally, be
the cause of pleasure, pain, or desire. |
| Prop. XVI. | Simply from the fact that we
conceive, that
a given object has some point of resemblance with another object which is wont to affect the mind pleasurably or painfully, although the point of resemblance be not the efficient cause of the said emotions, we shall still regard the first-named object with love or hate. Need |
| Prop. XVII. | If we conceive that a thing, which
is wont to affect us painfully, has any point of resemblance with another thing which is wont to affect us with an equally strong emotion of pleasure, we shall hate the first-named thing, and at the same time we shall love it. |
| Prop. XVIII. |
A man is as much affected
pleasurably or painfully by the image of a thing past or future as by the image of a thing present. |
| Prop. XIX. XIX-XXXII, Bk.XIV:2:215, Bk.XIV:2:217. |
He who conceives that
the object of his love is destroyed will feel pain; if he conceives that it is preserved he will feel pleasure. |
| Prop. XX. | He who conceives that the
object of his hate is destroyed will feel pleasure. |
| Prop. XXI. | He who conceives, that the object of his love is affected pleasurably or painfully, will himself be affected pleasur- ably or painfully; and the one or the other emotion will be greater or less in the lover according as it is greater or less in the thing loved. |
| Prop. XXII. | If we conceive that
anything pleasurably affects some object of our love, we shall be affected with love towards that thing. Contrariwise, if we conceive that it affects an object of our love painfully, we shall be affected with hatred towards it. |
| Prop. XXIII. XXXIII-XLIX, Bk.XIV:2:217. |
He who conceives, that
an object of his hatred is pain- fully affected, will feel pleasure. Contrariwise, if he thinks that the said object is pleasurably affected, he will feel pain. Each of these emotions will be greater or less, according as its contrary is greater or less in the object of hatred. |
| Prop. XXIV. | If we conceive that
anyone pleasurably affects an object of our hate, we shall feel, hatred towards him also. If we conceive that he painfully affects the said object, we shall feel love towards him. |
| Prop. XXV. | We endeavour to affirm, concerning
ourselves, and con- cerning what we love, everything that we conceive to affect pleasurably ourselves, or the loved object. Con- trariwise, we endeavour to negative everything, which we conceive to affect painfully ourselves or the loved object. |
| Prop. XXVI. | We endeavour to affirm, concerning
that which we hate, everything which we conceive to affect it painfully; and, contrariwise, we endeavour to deny, concerning it, everything which we conceive to affect it pleasurably. |
| Prop. XXVII. | By the very fact that we conceive a thing,
which is like ourselves, and which we have not regarded with any emotion, to be affected with any emotion, we are our- selves affected with a like emotion. |
| Prop. XXVIII. | We endeavour to
bring about whatsoever we conceive to conduce to pleasure; but we endeavour to remove or destroy whatsoever we conceive to be truly repugnant thereto, or to conduce to pain. |
| Prop. XXIX. | We shall also endeavour to do whatsoever
we conceive men to regard with pleasure, and contrariwise we shall shrink from doing that which we conceive men to shrink from. |
| Prop. XXX. | If anyone has done something
which he conceives as affecting other men pleasurably, he will be affected by pleasure, accompanied by the idea of himself as cause; in other words, he will regard himself with pleasure. On the other hand, if he has done anything which he conceives as affecting others painfully, he will regard himself with pain. |
| Prop. XXXI. | If we conceive that anyone loves, desires,
or hates any- thing which we ourselves love, desire, or hate, we shall thereupon regard the thing in question with more stead- fast love, &c. On the contrary, if we think that anyone shrinks from something that we love, we shall undergo vacillation of soul. |
| Prop. XXXII. | If we conceive that anyone
takes delight in something, which only one person can possess, we shall endeav- our to bring it about that the man in question shall not gain possession thereof. |
| Prop. XXXIII. | When we love
a thing similar to ourselves we endeav- our, as far as we can, to bring about that it should love us in return. |
| Prop. XXXIV. | The greater the emotion
with which we conceive a loved object to be affected towards us, the greater will be our complacency. |
| Prop. XXXV. | If anyone conceives, that
an object of his love
joins itself to another with closer bonds of friendship than he himself has attained to, he will be affected with hatred towards the loved object and with envy towards his rival. |
| Prop. XXXVI. | He who remembers a thing,
in which he has once taken delight, desires to possess it under the same circum- stances as when he first took delight therein. |
| Prop. XXXVII. | Desire arising through
pain or pleasure, hatred
or love, is greater in proportion as the emotion is greater. |
| Prop. XXXVIII. | If a man has begun to hate an object
of his love, so that love is thoroughly destroyed, he will, causes being equal, regard it with more hatred than if he had never loved it, and his hatred will be in proportion to the strength of his former love. |
| Prop. XXXIX. | He who hates anyone
will endeavour to do him an injury, unless he fears that a greater injury will thereby accrue to himself; on the other hand, he who loves anyone will, by the same law, seek to beneflt him. |
| Prop. XL. | He, who conceives himself to be hated
by another, and believes that he has given him no cause for hatred, will hate that other in return. |
| Prop. XLI. | If anyone conceives that he is loved by another,
and believes that he has given no cause for such love, he will love that other in return. |
| Prop. XLII. | He who has conferred a benefit on
anyone from motives of love or honour will feel pain, if he sees that the bene- fit is received without gratitude. |
| Prop. XLIII. | Hatred is increased by
being reciprocated, and can on the other hand be destroyed by love. |
| Prop. XLIV. | Hatred which is completely
vanquished by love passes into love: and love is thereupon greater than if hatred had not preceded it. |
| Prop. XLV. | If a man conceives, that
anyone similar to himself hates anything also similar to himself, which he loves, he will hate that person. |
| Prop. XLVI. | If a man has been affected
pleasurably or painfully by anyone, of a class or nation different front his own, and if the pleasure or pain has been accompanied by the idea of the said stranger as cause, under the general category of the class or nation: the man will feel love or hatred, not only to the individual stranger, but also to the whole class or nation whereto he belongs. |
| Prop. XLVII. | Joy arising from the fact, that
anything we hate is de- stroyed, or suffers other injury, is never unaccompa- nied by a certain pain in us. |
| Prop. XLVIII. | Love or hatred
towards, for instance, Peter is destroyed, if the pleasure involved in the former, or the pain in- volved in the latter emotion, be associated with the idea of another cause: and will be diminished in proportion as we conceive Peter not to have been the sole cause of either emotion. |
| Prop. XLIX. | Love or hatred towards a thing,
which we conceive to
be free, must, other conditions being similar, be greater than if it were felt towards a thing acting by necessity. |
| Prop. L. L - LVII, Bk.XIV:2:217. |
Anything whatever can be, accidentally,
a cause of hope or fear. |
| Prop. LI. | Different men may
be differently affected by the same object, and the same man may be differently affected at different times by the same object. |
| Prop. LII. | An object which we
have formerly seen in conjunction with others, and which we do not conceive to have any property that is not common to many, will not be regard ed by us for so long, as an object which we conceive to have some property peculiar to itself. |
| Prop. LIII. | When the mind regards
itself and its own power of activity, it feels pleasure: and that pleasure is greater in proportion to the distinctness wherewith it conceives itself and its own power of activity. |
| Prop. LIV. | The mind endeavours to conceive
only such things
as assert its power of activity. |
| Prop. LV. | When the mind contemplates its own weakness,
it feels pain thereat. |
| Prop. LVI. | There are as many kinds of pleasure,
of pain, of desire, and of every emotion compounded of these, such as vacillations of spirit, or derived from these, such as love, hatred, hope, fear, &c., as there are kinds of objects whereby we are affected. |
| Prop. LVII. | Any emotion of
a given individual differs from
the emotion of another individual, only in so far as the essence of the one individual differs from the essence of the other. |
| Prop. LVIII. LVIII-LIX Bk.III:242 Bk.XIV:2:218 |
Besides pleasure
and desire, which
are passivities or passions, there are other emotions derived from pleasure and desire, which are attributable to us in so far as we are active. |
| Prop. LIX. | Among all the emotions
attributable to the mind as active, there are none which cannot be referred to pleasure or desire. |
`
PREFACE: Bk.I:128;
Bk.XII:214-16.
[
Affects ]
(Pfc:1) Most
writers on the emotions and on human
conduct seem to be E3:Wolfson:2:1833.
treating rather of matters outside Nature
than of natural phenomena
lines, planes, and solids
Bk.XIV:2:1822—common.
following Nature's general laws.
(2) They
appear to conceive man to
E3:Wolfson:2:1836.
be situated in Nature as a
kingdom within a kingdom: for they believe
Spinoza's daring
that he disturbs rather than follows nature's order, that
he has abso- E2:Wolfson:2:110
]
power [
lute control over his
actions, and that he is determined
solely by
Mark Twain
Bk.XX:23781.
]
weakness [ ]
frailty [
himself. (Pfc:3) They
attribute human infirmities and fickleness, not
to
{
Mark Twain }
the power of Nature in general,
but to some mysterious flaw in the
]
ridicule [
nature of
man, which accordingly they bemoan, deride,
despise, or, Bk.XIV:2:1811.
[
censuring ]
as usually happens, abuse:
he, who succeeds in hitting off the weak-
[
cunningly ]
ness of the human mind more
eloquently or more acutely than his
[
Godly ]
fellows, is looked upon as a seer.
(Pfc:4) Still
there has been no lack
of very excellent men (to whose toil
and industry I confess myself Bk.XIV:2:1813.
much indebted),
who have written many noteworthy things concern-
ing the right way of life and have given much sage advise to man-
kind. (Pfc:5)
But no one, so far as I know, has defined
the nature and
[
Affects ]
Bk.XVIII:268—3p56s.
strength of the emotions,
and the power of the mind against them
[
moderation ]
for their restraint.
(Pfc:6) I
do not forget, that the illustrious Descartes,
though be believed,
that the mind has absolute power over its actions, strove
to explain Bk.XIV:2:1827.
human emotions by their primary
causes, and, at the same time, to
point out of the way, by which the mind might attain to
absolute do-
]
control [
minion over them. (Pfc:7)
However, in my opinion, he
accomplishes
]
brilliance [
]
genius [
nothing beyond a display of the acuteness of
his own great intellect,
as I will show in the proper place. (Pfc:8) For the present I wish to re-
vert to those, who would rather
abuse or deride human emotions
Bk.XVIII:19f,
3443Preface.
than understand
them. (9) Such
persons will, doubtless page
129 think
Bk.XIB:2142.
it strange that I should attempt to treat
of human vice and folly
geo-
]
logical [
metrically, and should wish
to set forth with rigid reasoning
those
matters which they cry out against as repugnant to reason,
frivolous
absurd, and dreadful. (Pfc:10)
However, such is my plan.
(11) Nothing
comes to pass in Nature, which
can be set down to a flaw therein;
for Nature is always the same, and everywhere one and the same
in her efficacy and power of action; that is,
nature's laws and ordi-
]
rules [
nances, whereby all things come to pass and
change from one form
Bk.XIB:7748.
to another, are everywhere
and always the same; so that there
should be one and the same method of understanding the
nature of
Bk.XX:238.
all things whatsoever, namely, through
nature's universal laws and E3:Wolfson:2:1833.
rules. (Pfc:12)
Thus the passions of hatred, anger,
envy, and so
on,
considered in themselves, follow from
this same necessity and
]
force [
efficacy of nature; they
answer to certain definite causes,
through
which they are understood, and possess certain properties as wor-
thy of being known as the properties of anything else,
whereof the
Bk.III:239.
contemplation in
itself affords us delight. (Pfc:13)
I shall, therefore, treat
of the nature and strength of the emotions according to the same
method, as I employed heretofore in my investigations
concerning
Bk.XIB:244132. Bk.III:239. ]
appetites [
G-D
and the mind. (Pfc:14)
I shall consider human actions and desires
Durant:636
Bk.XI:1542.
in exactly the same manner,
as though I were concerned with lines, Bk.XIV:2:1812,
2:1851.
Bk.XIA:3553. ]
bodies [
planes, and solids.
Bk.XIB:7746;
Bk.XX:238.
Bk.III:205,
242.
Def. II. (1) I
say that we act when anything takes place,
either within
us
or externally to us, whereof we are the adequate
cause;
that
is (by the foregoing definition) when through our nature
something
takes place within us or externally
to us, which
can
through our nature alone be clearly and distinctly under-
stood
{PcM}.
(2) On
the other hand, I say that we are passive Bk.XIV:2:1891.
as
regards something when that something takes place with-
<
of which we are >
in
us, or follows from our nature externally,
we being only
the
{ inadequate,
} partial
cause {
that is not clearly and distinctly
understood. } 3P1;
4P2, 5, 15,
23, 33,
35, 35C1,
52, 61, 64.
<------- small
print, Logical
Index.
page
130
Bk.VIII:46443;
Bk.XIV:2:1951,
2:2012,
2:2031,
2:2661,
2:2681
& 2.
Bk.III:219,
241, 242; Bk.XV:277107; Bk.XVIII:143d3, 254d3, 259d3.
]
affectus
[ ]
affections [ Hampshire:135—affectus
Def. III. By emotions
I mean the modifications
of the body, whereby {
The feelings are
the
active power of said body
is increased or diminished, °JOY
or °SORROW.
}
aided
or constrained, and also
]together with[ the ideas E2:2P24-32
of
such modifications. E3:Endnote GN:2; 3P14.
{
efficient cause }
N.B. If
we can be the adequate cause of
any of these modifica-
tions,
I then call the emotion an activity,
otherwise I call it
a
passion, or state wherein the mind
is passive.
{
E3:Endnote GN:2 }
POSTULATES. Bk.XVIII:233p1, 280Part
3.
Bk.III:241III,Post.1,
242III,Post.1.
Post. I. The human body can
be affected in many ways, whereby
its
power of activity
is increased or diminished, and also in
Bk.XIV:2:1951.
other
ways which do not render its power of activity either
greater
or less. 3P12,
15. <------- small
print, Logical
Index.
N.B.
This postulate or axiom
rests on II:Post.I.:97
and
II:Lemmas
v.:95 and vii.,
which see after II:xiii.
Post. II. The human body can undergo many changes,
and, never-
theless,
retain the impressions or traces of
objects (cf.
II:Post.v.),
and, consequently, the same images of things
(
]
for the definition of which [ see
II:xvii.note).
PART III PROPOSITIONS. {
Hypotheses
}; Bk.XIV:2:185.
For all Propositions see Scroll P1.
Prop. I. E3:Didn:239; Bk.XVIII:1773p1, 3243p1,3; Bk.XIX:22113.
Our mind is in certain cases active,
and in
certain cases passive. In so
far as it has
adequate ideas
it is necessarily active, and E3:Endnote GN:2
in so far as it has inadequate
ideas, it is
necessarily passive.
Bk.XIV:2:1893—suffers.
3P3,
56, 58, 59;
4P15, 23,
28; 5P20S.
<------- small
print, Logical
Index.
Proof.— (1:1) In
every human mind there are some adequate ideas,
[
mutilated ]
and some ideas that
are fragmentary and confused
(II:xl.note). Bk.XIV:2:1892.
(1:2) Those ideas which are adequate in the mind are adequate also
in G-D, inasmuch as he constitutes the essence of the mind 1D6
(II:xi.Coroll.), and those which are inadequate in the mind are like-
wise (by the same Coroll.) adequate in G-D, not inasmuch as he Deus
contains in himself the essence of the given mind
alone, but as he,
at the same time, contains the minds of other things. (1:3) Again,
from
any given idea some effect must necessarily
follow (I:xxxvi); of this
Bk.XVIII:1773d1,p1d.
effect G-D
is the adequate cause
(III:Def.i.), not inasmuch as he is
infinite, but inasmuch as he is conceived as affected by the given
idea (II:ix.). (4) But of that effect whereof G-D is the cause, inasmuch
as he is affected by an idea which is adequate in
a given mind, of
Bk.XIX:28326.
that effect, I repeat, the
mind in question is the adequate
cause
(II:xi.Coroll.). (1:5) Therefore our mind, in so far as it has adequate
page 131 ideas (III:Def.ii.), is in certain cases necessarily, active; this
was our first point. (1:6) Again, whatsoever necessarily, follows from
the idea which is adequate in G-D, not by virtue of his possessing
in himself the mind of one man only, but by virtue
of his containing,
Bk.XIX:1451.
together with the mind of that
one man, the minds of other things
also, of such an effect (II:xi.Coroll.) the mind of the given man is not
an adequate, but only a partial cause; thus (III:Def.ii.) the mind, in-
asmuch as it has inadequate ideas, is in certain cases necessarily
passive; this was our second point. (1:7) Therefore our mind, &c.
Q.E.D.
Corollary.— (1:8)
Hence it follows that the mind is more or less
liable
to be acted upon, in proportion as it possesses inadequate ideas,
and, contrariwise, is more or less active in proportion as it pos- Durant:646135
sesses adequate ideas.
Prop. II. Bk.XVIII:493p2,1103p2.
{ directly
}
Body cannot ^ determine
mind to think, Durant65:176
{ directly
}
neither
can mind ^ determine
body to Mark
Twain
motion or rest or
any state different
from these, if such there be. 5P1:1. <------- small
print, Logical
Index.
Bk.III:239—Spinoza rejects
all causal influence between mind and body,
{The mind 'reads'
the instinctual hormonal modifications
of the body and Autonomic
Nervous System
then directs the body motor nerves to act.}.
James'
Bear, Sequence.
Proof.— (2:1) All
modes of thinking have for their cause
G-D, by virtue
[
explained ]
of his being a thinking thing,
and not by virtue of his being display-
ed under any other attribute
(II:vi.). (2)
That, therefore, which deter-
]
think [ ]
Thinking [
mines the mind to thought is a mode of thought,
and not a mode of
extension; that is (II:Def.i.),
it is not body. (3) This
was our first point.
(2:4) Again,
the motion and rest of a body, must arise from another
Bk.XIB:241125.
body, which has also been determined
to a state of motion or rest
]
without exception [
by a third body, and absolutely
everything which takes place in a
]
arise [
body must spring from G-D,
in so far as he is regarded as affected
by some mode of extension, and not by some mode of thought
(II:vi.); that is,
it cannot spring from the mind, which is a mode
of
[
2P11 ]
thought.
(2:5) This
was our second point. (6)
Therefore body can-
not determine mind, &c. Q.E.D..
] Scholium
[
Note.—
(2:7) This
is made more clear by what was said in the note
to
Bk.XV:277108; Bk.XVIII:1413p2s.
II:vii.,
namely, that mind
an